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Synopsis

From the revered historian, the long-awaited conclusion of the magisterial history of slavery and emancipation in Western culture that has been nearly fifty years in the making.

David Brion Davis is one of the foremost historians of the twentieth century, winner of the Pulitzer Prize, the National Book Award, the Bancroft Prize, and nearly every award given by the historical profession. Now, with The Problem of Slavery in the Age of Emancipation, Davis brings his staggeringly ambitious, prizewinning trilogy on slavery in Western culture to a close. Once again, Davis offers original and penetrating insights into what slavery and emancipation meant to Americans. He explores how the Haitian Revolution respectively terrified and inspired white and black Americans, hovering over the antislavery debates like a bloodstained ghost, and he offers a surprising analysis of the complex and misunderstood significance of colonization—the project to move freed slaves back to Africa—to members of both races and all political persuasions. He vividly portrays the dehumanizing impact of slavery, as well as the generally unrecognized importance of freed slaves to abolition. Most of all, Davis presents the age of emancipation as a model for reform and as probably the greatest landmark of willed moral progress in human history.

This is a monumental and harrowing undertaking following the century of struggle, rebellion, and warfare that led to the eradication of slavery in the new world.  An in-depth investigation, a rigorous colloquy of ideas, ranging from Frederick Douglass to Barack Obama, from British industrial “wage slavery” to the Chicago World’s Fair, The Problem of Slavery in the Age of Emancipation is a brilliant conclusion to one of the great works of American history. Above all, Davis captures how America wrestled with demons of its own making, and moved forward.  

Excerpt

1

Some Meanings of Slavery and Emancipation: Dehumanization, Animalization, and Free Soil

God’s first blunder: Man ­didn’t find the animals ­amusing,—­ he dominated them, and ­didn’t even want to be an “animal.”

—nietzsche, Der Antichrist

the meaning of animalization, part i

Traveling through the South in 1856, the famous journalist and landscape designer Frederick Law Olmsted remarked to a white overseer that it must be disagreeable to punish slaves the way he did. The overseer replied, “Why, sir, I ­wouldn’t mind killing a nigger more than I would a dog.”

Does this mean that blacks who were treated like animals were literally seen as “only animals,” or as an entirely different species from humans? The answer is clearly no, except perhaps in some extreme cases and for very brief periods of time—­as for example in the ­post-­emancipation lynching era, when many black men accused of raping white women were hanged or tortured, dismembered, and burned alive, occasionally before immense cheering crowds of Southern white men, women, and children.

Degradation and insult are reinforced every day when people call other people curs, pigs, swine, apes, bitches, and sons of bitches, terms which momentarily dehumanize one party while enhancing the ­“non-­animal” superiority of the other. But animalization can cover a spectrum from superficial insult to the justification of slavery and on to lynching and genocide.

Thus the use of such animal metaphors as lice, vermin, microbes, and cockroaches, as in the Nazi Holocaust, lowers the process to a different level, justifying the complete extermination of an impure enemy group that supposedly threatens the basic health of society and therefore has no right to exist. I am mainly concerned here with the psychological and linguistic process, as a way of dealing with the question of whether humans who were treated like animals were ever literally seen as “only animals,” since a discussion of diverse motives would lead us far astray. The world had never seen such an extreme and systematic engine of dehumanization as the Nazi propaganda machine, epitomized by Joseph Goebbels’s assertion in an early speech (March 7, 1942) that “It is a ­life-­or-­death struggle between the Aryan race and the Jewish microbe. No other government and no other regime would have been able to muster the strength to find a general solution to this issue.” Nearly a year later, SS Reichsführer Heinrich Himmler would expand the point in a speech to SS officers:

Antisemitism is exactly the same as delousing. Getting rid of lice is not a question of ideology. It is a matter of cleanliness. In just the same way, antisemitism, for us, has not been a question of ideology, but a matter of cleanliness, which now will soon have been dealt with. We shall soon be deloused. We have only 20,000 lice left, and then the matter is finished within the whole of Germany.

Given the Nazi example, it is worth noting that the antipode of this animalizing can be seen in a universal tendency to project our potentiality for ­self-­transcendence, freedom, and striving for perfection onto images of kings, dictators, demagogues, and cultural heroes of various kinds. This form of idolatry, which ancient Judaism fortunately singled out as the most dangerous sin facing humanity, can also appear in various kinds of narcissism and ­egocentrism, as when an individual imagines that he is godlike and free from all taint of finitude and corruption.

There is actually a long history to the links between animalization and genocide or ethnic cleansing, and the formula by no means ended with the Nazis. In 1994, when the Hutu slaughtered some 800,000 Tutsi neighbors in Rwanda, the victims were repeatedly likened to inyenizi, or cockroaches.

But were Jews and Tutsis truly seen as nonhumans, as the actual equivalent of microbes, lice, or cockroaches? Given the appalling realities of mass murder, we are intuitively inclined to think yes. Why else would Himmler try to persuade SS officers that their actions would be exactly the same as delousing? Fortunately, philosopher Kwame Anthony Appiah has insightfully clarified this issue as his discussion of ethics moves from social hierarchy to insiders/outsiders and on to genocidal massacres. In accounting for genocide, “the familiar answer” presumes that members of some outgroup are not considered “human at all.” Yet that ­“­doesn’t explain the immense cruelty—­the abominable cruelty,” which is not evident even in the extermination of pests. As Appiah then reasons:

The persecutors may liken the objects of their enmity to cockroaches or germs, but they acknowledge their victim’s humanity in the very act of humiliating, stigmatizing, reviling, and torturing them. Such treatment—­and the voluble justifications the persecutors invariably offer for such treatment—­is reserved for creatures we recognize to have intentions and desires and projects.

Appiah adds in an endnote that the victimizers always “tell you why their victims—­Jews or Aztecs or Tutsi—­deserve ­what’s being done to them.” That was emphatically true of the Nazis, who pictured the Jews not only as an active global threat to civilization throughout history, but in World War II as the hidden conspiratorial force behind both their Soviet and Western enemies. Clearly this retention of a human element fails to make animalization more humane. Quite the contrary.

At this point it should be clear that “dehumanization” means the eradication not of human identity but of those elements of humanity that evoke respect and empathy and convey a sense of dignity. Dehumanization means the debasement of a human, often the reduction to the status of an “animalized human,” a person who exemplifies the ­so-­called animal traits and who lacks the moral and rational capacities that humans esteem. As Appiah implies, this extreme dehumanization deprives the victims even of the kind of sympathy and connectedness often given to Alzheimer patients or those in a coma.

I would only add that since the victims of this process are perceived as “animalized humans,” this double consciousness would probably involve a contradictory shifting back and forth in the recognition of humanity. When Henry Smith, an African American accused of rape, was tortured and killed in 1893 before a Texas mob of some ten thousand whites, many in the crowd no doubt saw him momentarily as “nothing but an animal” as they watched hot irons being pressed on his bare feet and tongue and then into his eyes, and heard him emit “a cry that echoed over the prairie like the wail of a wild animal.” Conversely, we have reports of German soldiers who momentarily recognized the true humanity of individual Jews as they were herded ­toward the gas chambers.

In any event, the creation of “animalized humans” can produce a mental state in the victimizers and spectators that disconnects the neural sources of human identification, empathy, and compassion, the very basis for the Golden Rule and all human ethics. In extreme cases, this means the ability to engage in torture or extermination without a qualm. But the focus on extreme cases can obscure the fact, emphasized by David Livingstone Smith, that “we are all potential dehumanizers, just as we are potential objects of dehumanization.” No doubt many situations arise, especially in war, where people kill or inflict pain without misgivings and without any explicit animalization. But the victims must still be dehumanized in similar ways. And animalization, which also appears in such group differentiations as class, caste, and ethnicity, as well as race, clearly makes the process easier for large collective groups.

One explanation, as already suggested, involves the projection on victims or on groups such as slaves of an exaggerated version of the ­so-­called animal traits that all humans share and often fear and repress. This psychological process deprives the dehumanized of those redeeming rational and spiritual qualities that give humans a sense of pride, of dignity, of being made in the image of God. At the same time, the projection enables the victimizers to become almost psychological parasites, whose ­self-­image is immeasurably enhanced by the dramatic contrast with the degraded and dehumanized “Other.” But why have we humans been so concerned with our “animality,” and what is the ultimate source of this desire to animalize other humans—­apart from the quite diverse motives of slaveholders, white supremacists, and Nazis? Here I would turn to Reinhold Niebuhr’s view of the core of human “distinctiveness,” as opposed to other animals, in the fear, ­self-­doubt, anxiety, and even pride and confidence generated by the dilemma of finitude and freedom. The dilemma that prompts us to ask, “Who am I?” “Why am I here?” “What is it all about?” As Niebuhr remarks, while surveying the ways we distinguish the self from the totality of the world, “The vantage point from which man judges his insignificance is a rather significant vantage point.” If one samples some typical quotations on the human condition, we see a single answer in the tension between our sense of our existential animal finitude (evoked by our discovery in childhood that we are certain to die) and our capacity for ­self-­reflection, for making ourselves our own object. Countless poets and philosophers have agreed with Charles Caleb Colton (1780–1830): “Man is an embodied paradox, a bundle of contradictions.”

As expressed by the great French Renaissance essayist Montaigne, “Man sees himself lodged here in the mud and filth of the world, nailed and fastened to the most lifeless and stagnant part of the universe, in the lowest story of the house, at the furthest distance from the vault of Heaven, with the vilest animals; and yet, in his imagination, he places himself above the circle of the moon, and brings Heaven under his feet.” Or according to Edward Tyson, a founder of comparative anatomy whose dissection of a chimpanzee in 1698 led him to the view that “Man is part a Brute, part an Angel; and is that Link in the Creation, that joyns them both together.” Or Edward Young, an ­eighteenth-­century religious poet much favored by the later British abolitionists: “Helpless Immortal! Insect infinite! / A worm! a God! I tremble at myself, / And in myself am lost! At home a stranger.” And Lord Byron, first in Sardanapalus: “I am the very slave of circumstance/ And impulse—­borne away with every breath! / Misplaced upon the ­throne—­misplaced in life. / I know not what I could have been, / but feel I am not what I should ­be—­let it end.”

But then, in Byron’s Sonnet to Chillon: “Eternal spirit of the chainless mind! / Brightest in dungeons, Liberty! thou art, / For there thy habitation is the heart, / The heart which love of thee alone can bind.”

When I think of myself wholly in terms of my eating, sleeping, urinating, defecating, cutting toenails (claws), scratching an itch, aging and dying, there can be no question that I am a finite mammal. This exercise, which runs against the grain of a lifetime of “civilizing” and ­self-­idealizing, requires some concentrated effort. But as we define ourselves as rational animals, Homo sapiens, we continue to marvel over our amazing capacity for ­self-­reflection and rational analysis—­for viewing ourselves from a vantage point outside the self, for analyzing our own introspection, and for imagining what it would be like to be someone else, including their own imaginings, even a slave or animal. The 100 billion neurons in our brains enable us even to study and understand their own actions.

Much human behavior is ­driven not by simple desires for food, money, sex, and security, but by our need to respond to this paradoxical nature. According to Niebuhr’s classic analysis, the anxiety generated by this paradoxical condition can lead to a denial of our capacity for rationality and ­self-­transcendence, in the sin of sensuality; or, far worse, to a denial of our animality itself, the sin of pride. Animalizing other people is clearly an expression of the sin of pride and was long encouraged, as we will see, by the constant ubiquity and interaction with domesticated animals, as well as by the sharp conceptual division between humans and animals imposed by Western culture.

The psychological mechanism of animalization has been so deeply implanted in white culture, with respect to African Americans, that most white Americans have been unaware of their usually unconscious complicity as well as the significant benefits they have reaped from their “transcendent whiteness.” Especially during the period of racial slavery, the process of animalizing blacks enhanced the whites’ sense of being a rational, ­self-­disciplined, and ambitious people, closely attuned to their ­long-­term best interests. Racism became the systematic way of institutionalizing and justifying the individual white’s projection of an “animal Id” upon blacks. It took the form of an intellectual theory or ideology, cloaked in science, as well as actions and behavior legitimated by laws, customs, and social structure.

As I wrote in a review of Winthrop D. Jordan’s landmark book White Over Black, “The ­counter-­image of the Negro became the living embodiment of what transplanted Europeans must never allow themselves to become.” This parasitic relationship gave special force to the whites’ sense of historical mission, the “American Dream” of overcoming the limits and boundaries of past history. But as I briefly explore later, a long succession of African American writers, beginning in the eighteenth century and including even Barack Obama, have conveyed the ­deeply felt effects of this process on individual and collective black ­self-­esteem.

Yet the animalization of black slaves obviously differed markedly from that of groups in danger of genocide. For one thing, slaves were valuable as chattel property and as investments, and in ­nineteenth-­ century America their value soared as they became increasingly important to the economy. Far from being in danger of extermination, the lives of slaves were at least legally protected by state laws and interpretations of common law that ruled that the murder of a slave was a crime punishable by death.

But if state laws and courts repeatedly recognized the humanity of slaves, Thomas Jefferson was far from being alone in fearing an eventual war between the races, a war that many whites predicted would end in the extermination of all “Negroes.” And the related subject of black colonization, which had immense theoretical support among the American antebellum white population, promised an eventual removal of the black population by “peaceful means”—­an option that even Hermann Göring and some other Nazi leaders favored for the Jews before World War II and “the final solution.”

Finally, as we have seen, the populist lynching of blacks began to reach epic levels in the 1880s and ’90s. The widespread acceptance of scientific racism, a central prop for Jim Crow segregation and white supremacy, reinforced the traditional fear of sexual contamination, through rape or intermarriage—­the invasion of the black Id, a reprisal of all the animalistic traits that had been projected on blacks to achieve white purity. In 1897, Rebecca Latimer Felton, a prominent Georgia feminist, journalist, and eventually the first woman to become a U.S. senator, aroused national attention with a near hysterical speech on the peril of black rapists: “[I]f it takes lynching to protect woman’s dearest possession from drunken, ravening human beasts,” she cried, “then I say lynch a thousand [blacks] a week if it becomes necessary.” Later, emphasizing the “moral retrogression” of blacks since the days of slavery, Felton accused the “promoters of Negro equality” of preparing the way for an imminent “revolutionary uprising” that “will either exterminate the blacks or force the white citizens to leave the country.” Fortunately, such extremists never came close to shaping federal policies, but it is significant that at the turn of the twentieth century the Chief Statistician of the U.S. Census, Professor Walter Francis Willcox, and other prominent statisticians, happily predicted the gradual extinction of the Negro race.

Table of Contents

Preface
 
Introduction
Discovering Animalization
Some Evidence of Animalization
 
1 Some Meanings of Slavery and Emancipation: Dehumanization, Animalization, and Free Soil
The Meaning of Animalization, Part I
The Meaning of Animalization, Part II
The Search for the Animalized Slave
Domestication and Internalization
 
2 The First emancipations: freedom
and dishonor
Self- Emancipation: Haiti as a Turning Point
Freedmen and Slaves
Freedmen’s Rights
Loss of Mastery
The “Horrors of Haiti”
 
3 Colonizing Blacks, Part I: Migration and Deportation
The Exodus Paradigm
Precedents: Exiles
Precedents: The Displaced
 
4 Colonizing Blacks, Part II: The American Colonization Society and Americo-Liberians
Liberating Liberia
 
5 Colonizing Blacks, Part III: From Martin Delany to Henry Highland Garnet and Marcus Garvey
Nationalism
 
6 Colonizationist Ideology: Leonard Bacon and “Irremediable Degradation”
Bacon’s “Report” of 1823
The Paradox of Sin and “Irremediable Degradation”
Some Black Response
 
7 From Opposing Colonization to Immediate Abolition
Paul Cuffe and Early Proposals for Emigration
James Forten and Black Reactions to the American Colonization Society
The Search for Black Identity and Emigration to Haiti
Russwurm, Cornish, and Walker
Blacks and Garrison
 
8 Free Blacks as the Key to Slave Emancipation
Recognition of the Issue
Abolitionist Addresses to Free African Americans
David Walker and Overcoming Slave Dehumanization
James McCune Smith and Jefferson’s “What further is to be done with these people?”
 
9 Fugitive Slaves, Free Soil, and the Question of Violence
Frederick Douglass as a Fugitive
The Underground Railroad and Runaway Slaves
Harriet Jacobs as a Female Fugitive
Fugitive Slaves and the Law
 
10 The Great Experiment: Jubilee, Responses, and Failure
An Eschatological Event and America’s Barriers
The Enactment of British Emancipation
Some American Responses to British Emancipation
From Joseph John Gurney to the Issue of Failure
 
11 The British Mystique: Black Abolitionists in Britain—the Leader of the Industrial Revolution and Center of “Wage Slavery”
Frederick Douglass Confronts the World
African Americans Embrace the Mother Country
The Problems of Race, Dehumanization, and Wage Slavery
Joseph Sturge, Frederick Douglass, and the Chartists— the Decline and Expansion of Antislavery in the 1850s
 
Epilogue
 
Acknowledgments
David Brion Davis

About David Brion Davis

David Brion Davis - The Problem of Slavery in the Age of Emancipation

Photo © Harold Shapiro

David Brion Davis is Sterling Professor of History Emeritus at Yale University, and founder and Director Emeritus of Yale’s Gilder Lehrman Center for the Study of Slavery, Resistance, and Abolition. He has written and edited sixteen books, the most recent of which was Inhuman Bondage: The Rise and Fall of Slavery in the New World. He is also a frequent contributor to The New York Review of Books. His books have won the Pulitzer Prize, The Bancroft Prize, and the National Book Awards. In 2014 President Obama awarded Davis with the 2013 National Humanities Medal “for reshaping our understanding of history.” He lives outside New Haven, Connecticut.
Praise

Praise

Praise for David Brion Davis and The Problem of Slavery in the Age of Emancipation:

"Less a political historian than a moral philosopher . . .  his analysis . . . is subtle, wide-ranging and consistently judicious . . . Moral progress may be historical, cultural and institutional, but it isn’t inevitable. All the more reason this superb book should be essential reading for anyone wishing to understand our complex and contradictory past."
Brenda Wineapple, The New York Times Book Review 

"With this book, David Brion Davis brings to a conclusion one of the towering achievements of historical scholarship of the past half-century. . . Davis is fully aware of the moral ambiguities involved in the crusade against slavery, the process of abolition and the long afterlife of racism. Nonetheless, in a rebuke to those historians today who belittle the entire project of emancipation, he insists that the abolition of slavery in the Western Hemisphere was one of the profoundest achievements in human history, “a crucial landmark of moral progress that we should never forget.” His monumental three-volume study helps to ensure that it will always be remembered."
Eric Foner, The Nation

"Davis has spent a lifetime contemplating the worst of humanity and the best of humanity—the terrible cruelty and injustice of slavery, perpetuated over centuries and across borders and oceans, overturned at last because of ideas and ideals given substance through human action and human agency. He concludes his trilogy by contemplating whether the abolition of slavery might serve as precedent or model for other acts of moral grandeur. His optimism is guarded. ‘Many humans still love to kill, torture, oppress, and dominate.’ Davis does, after all, describe the narrative of emancipation to which he has devoted his professional life as ‘astonishing.’ But even in his amazement, he has written an inspiring story of possibility. ‘An astonishing historical achievement really matters.’ And so does its history."
Drew Gilpin Faust, The New York Review of Books

"In the years since The Problem of Slavery in the Age of Revolution, Mr. Davis has published nine books, including Inhuman Bondage (2006), a synthesis of the rise and fall of New World slavery. . . His former students can be found at virtually every major research institution in America, in disciplines ranging from law and literature to history, political science and public health. Now, almost 50 years after the first volume appeared, Mr. Davis concludes his trilogy with The Problem of Slavery in the Age of Emancipation. A brilliant capstone, the book extends Mr. Davis's story still further—to encompass the growing anti-slavery agitation in 19th-century America and the efforts of free blacks to urge forward the cause of abolition and equality even as the forces of reaction sought to protect the status quo. Like its predecessors, The Problem of Slavery in the Age of Emancipation is deeply researched and possesses great narrative power."
John Stauffer, Wall Street Journal

"Davis’s slavery investigation grows from a question: Why, at a certain moment in time, did people begin to recognize a great moral evil to which they had been blind for millennia? To understand the antislavery story, Davis traces a confluence of forces: religious dissent, coming especially with the Quakers; a shift in economic relations, with the Industrial Revolution; political revolutions, which rearticulated the meaning of freedom. In a discipline often constrained by geography and epoch, Davis’s books cross both. . . A feat of intellectual tenacity. . . a book that feels more personal and essayistic than its predecessors."
Marc Parry, The Chronicle of Higher Education

"Remarkable erudition . . . the continuing engagement with Davis’s most important insight — that the emergence of an abolitionist movement in the 18th century amounted to one of the most astonishing moral transformations in human history. . .  Rather than drift with the scholarly tide, he swam against it. . . Unfailingly subtle and insightful . . .  The shimmering achievement of Davis’s great trilogy."
James Oakes, The Washington Post 

"Nowhere are Davis's gifts as an intellectual historian better displayed . . . Davis's body of work has shown repeatedly that ideas and individuals matter in the struggle to transform morals. . . a timely reminder that the legacies of slavery require ongoing discussion and engagement."
—Louis P. Masur, The American Scholar

"Davis's work will continue to resonate with an audience far beyond his field."
—Scott Spillman, The Point Magazine

"Beginning with understandings of what it meant to be human in light of a developing culture of dehumanization, with its principals and practices of treating slaves as though they were domesticated animals, Davis unravels the moral and physical struggle--the debates, the rebellions, the wars--that produced what he considers ‘probably the greatest landmark of willed moral progress in human history’ . . . Another must read from Davis for any generally informed reader interested in the development of the modern Atlantic world or of the Western concept of humanity. Serious students will necessarily pore over this volume for decades to come."
—Library Journal

"Davis, a Pulitzer Prize winner, explores the underappreciated role of former slaves in the push for abolition and the influence of religion in the debate about the morality of enslavement. This is a well-researched and broad historical and global analysis of the complex motives and actions on all fronts, highlighting the transcontinental tension between efforts by white society to dehumanize and the fight by freedmen and slaves for freedom, full humanity, and citizenship."
—Booklist (starred)

"A distinguished historian brings his monumental trilogy to a stirring conclusion... the triumph here is the sympathetic imagination he brings to the topic... Deeply researched, ingeniously argued."
Kirkus Review

"
This magisterial volume concludes... Davis’s three-volume study of the intellectual, cultural, and moral realities of slavery in the West since classical times... In stately prose and with unparalleled command of his subject, he offers a profound historical examination of the termination of servitude in the West... this is a book of surpassing importance.
Publisher's Weekly, Starred Review

“Concluding his magisterial trilogy on slavery, David Brion Davis discovers, questions, and provokes, with the philosophical as well as historical acuity that has made him one of America’s few truly great historians.”
—Sean Wilentz
 
“David Brion Davis has completed his distinguished trilogy on the problem of slavery in Western culture with a powerful and provocative analysis of the process of emancipation in societies as dissimilar as Haiti, the British West Indies, and the United States.  His chapters on colonization projects and on the Anglo-American antislavery movements are full of fresh insights and richly textured interpretations.”
—James M. McPherson
 
“This third and concluding volume on slavery and abolition continues the monumental work of scholarship that Davis began more than one-half century ago.  As always, the author’s interpretations of the historical events and his insights into them are superb and The Problem of Slavery in the Age of Emancipation is truly pathbreaking in its extensive discussions of the important role played by free blacks and by slaves.” 
—Stanley L. Engerman
 
“No scholar has played a larger role in expanding contemporary understanding of how slavery shaped the history of the United States, the Americas and the world than David Brion Davis.”
—Ira Berlin

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