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2001: [A Space Odyssey]
The genius is not in how much Stanley Kubrick does in 2001: A Space Odyssey, but in how little. This is the work of an artist so sublimely confident that he doesn't include a single shot simply to keep our attention. He reduces each scene to its essence and leaves it on-screen long enough for us to contemplate it, to inhabit it in our imaginations. Rare among science fiction movies, 2001 is not concerned with thrilling us, but with inspiring our awe.
No little part of his effect comes from the music. Although Kubrick commissioned an original score from Alex North, he used classical recordings as a temporary track while editing the film, and they worked so well that he kept them. This was a crucial decision. North's score, which is available on a recording, is a good job of film composition but would have been wrong for 2001 because, like all scores, it attempts to underline the action--to give us emotional cues. The classical music chosen by Kubrick exists outside the action; it uplifts, it wants to be sublime, it brings a seriousness and transcendence to the visuals.
Consider two examples. The Johann Strauss waltz "Blue Danube," which accompanies the docking of the space shuttle and the space station, is deliberately slow, and so is the action. Obviously such a docking process would have to take place with extreme caution (as we now know from experience), but other directors might have found the space ballet too slow, and punched it up with thrilling music, which would have been wrong. We are asked in the scene to contemplate the process, to stand in space and watch. We know the music. It proceeds as it must. And so, through a peculiar logic, the space hardware moves slowly because it's keeping the tempo of the waltz. At the same time, there is an exaltation in the music that helps us feel the majesty of the process.
Now consider Kubrick's famous use of Richard Strauss's Thus Spake Zarathustra. Inspired by the words of Nietzsche, its bold opening notes embody the ascension of man into spheres reserved for the gods. It is cold, frightening, magnificent. It is associated in the film with the first entry of man's consciousness into the universe--and with the eventual passage of that consciousness onto a new level, symbolized by the Star Child at the end of the film. When classical music is associated with popular entertainment, the result is usually to trivialize the music (who can listen to the William Tell Overture without thinking of the Lone Ranger?). Kubrick's film is almost unique in enhancing the music by its association with his images.
I was present at the Los Angeles premiere of the film, in 1968, at the Pantages Theater. It is impossible to adequately describe the anticipation in the audience. Kubrick had been working on the film in secrecy for some years, in collaboration, the audience knew, with the author Arthur C. Clarke, the special effects expert Douglas Trumbull, and consultants who advised him on the specific details of his imaginary future--everything from space station design to corporate logos. Fearing to fly and facing a deadline, Kubrick had sailed from England on the Queen Elizabeth, using an editing room on board, and had continued to edit the film during a cross-country train journey. Now it was finally ready to be seen.
To describe that first screening as a disaster would be wrong, for many of those who remained until the end knew they had seen one of the greatest films ever made. But not everyone remained. Rock Hudson stalked down the aisle, audibly complaining, "Will someone tell me what the hell this is about?" There were many other walkouts, and some restlessness at the film's slow pace (Kubrick immediately cut about seventeen minutes, including a pod sequence that essentially repeated another one). The film did not provide the clear narrative and easy entertainment cues the audience expected. The closing sequences, with the astronaut inexplicably finding himself in a bedroom somewhere beyond Jupiter, were baffling. The overnight Hollywood judgment was that Kubrick had become derailed, that in his obsession with effects and set pieces, he had failed to make a movie.
What he had actually done was make a philosophical statement about man's place in the universe, using images as those before him had used words, music, or prayer. And he had made it in a way that invited us to contemplate it--not to experience it vicariously as entertainment, as we might in a good conventional science fiction film, but to stand outside it as a philosopher might, and think about it.
The film falls into several movements. In the first, prehistoric apes, confronted by a mysterious black monolith, teach themselves that bones can be used as weapons, and thus discover their first tools. I have always felt that the smooth artificial surfaces and right angles of the monolith, which was obviously made by intelligent beings, triggered the realization in an ape brain that intelligence could be used to shape the objects of the world.
The bone is thrown into the air and dissolves into another weapon, an orbiting bomb platform (this has been called the longest flash-forward in the history of the cinema). We meet Dr. Heywood Floyd (William Sylvester), en route to a space station and the moon. This section is willfully antinarrative; there are no breathless dialogue passages to tell us of his mission, and instead Kubrick shows us the minutiae of the flight: the design of the cabin, the details of in-flight service, the effects of zero gravity.
Then comes the docking sequence, with its waltz, and for a time even the restless in the audience are silenced, I imagine, by the sheer wonder of the visuals. On board, we see familiar brand names, we participate in an enigmatic conference among the scientists of several nations, we see such gimmicks as a videophone and a zero-gravity toilet.
The sequence on the moon (which looks as real as the actual video of the moon landing a year later) is a variation on the film's opening sequence. Man is confronted with a monolith, just as the apes were, and is drawn to a similar conclusion: This must have been made. And as the first monolith led to the discovery of tools, so the second leads to the employment of man's most elaborate tool: the space ship Discovery, employed by man in partnership with the artificial intelligence of the onboard computer, named HAL 9000.
Life on board the Discovery is presented as a long, eventless routine of exercise, maintenance checks, and chess games with HAL. Only when the astronauts fear that HAL's programming has failed does a level of suspense emerge; their challenge is to somehow get around HAL, which has been programmed to believe "This mission is too important for me to allow you to jeopardize it." Their efforts lead to one of the great shots in the cinema, as the men attempt to have a private conversation in a space pod, and HAL reads their lips. The way Kubrick edits this scene so that we can discover what HAL is doing is masterful in its restraint: He makes it clear but doesn't insist on it. He trusts our intelligence.
Later comes the famous "star gate" sequence, a sound and light journey in which the astronaut Dave Bowman (Keir Dullea) travels through what we might now call a wormhole, into another place, or dimension, that is unexplained. At journey's end is the comfortable bedroom suite in which he grows old, eating his meals quietly, napping, living the life (I imagine) of a zoo animal who has been placed in a familiar environment. And then the Star Child.
There is never an explanation of the other race that presumably left the monoliths and provided the star gate and the bedroom. 2001 lore suggests Kubrick and Clarke tried and failed to create plausible aliens. It is just as well. The alien race exists more effectively in negative space: We react to its invisible presence more strongly than we possibly could to any actual representation.
2001: A Space Odyssey is in many respects a silent film. There are few conversations that could not be handled with title cards. Much of the dialogue exists only to show people talking to one another, without much regard to content (this is true of the conference on the space station). Ironically the dialogue containing the most feeling comes from HAL, as it pleads for its "life" and sings "Daisy."
The film creates its effects essentially out of visuals and music. It is meditative. It does not cater to us, but wants to inspire us, enlarge us. More than thirty years after it was made, it has not dated in any important detail, and although special effects have become more versatile in the computer age, Trumbull's work remains completely convincing--more convincing, perhaps, than more sophisticated effects in later films, because it looks more plausible, more like documentary footage than like elements in a story.
Only a few films are transcendent and work upon our minds and imaginations like music or prayer or a vast belittling landscape. Most movies are about characters with a goal in mind, who obtain it after difficulties either comic or dramatic. 2001: A Space Odyssey is not about a goal, but about a quest, a need. It does not hook its effects on specific plot points, nor does it ask us to identify with Dave Bowman or any other character. It says to us: We became men when we learned to think. Our minds have given us the tools to understand where we live and who we are. Now it is time to move on to the next step, to know that we live not on a planet, but among the stars, and that we are not flesh, but intelligence.
[The 400 Blows]
I demand that a film express either the joy of making cinema or the agony of making cinema. I am not at all interested in anything in between.
Francois Truffaut's The 400 Blows (1959) is one of the most intensely touching stories ever made about a young adolescent. Inspired by Truffaut's own early life, it shows a young, resourceful boy growing up in Paris and apparently dashing headlong into a life of crime. Adults see him as a troublemaker. We are allowed to share some of his private moments, as when he lights a candle before a little shrine to Balzac in his bedroom. The film's famous final shot, a zoom in to a freeze-frame, shows him looking directly into the camera. He has just run away from a house of detention and is on the beach, caught between land and water, between past and future. It is the first time he has seen the sea.
Antoine Doinel was played by Jean-Pierre Leaud, who has a kind of solemn detachment, as if his heart had suffered obscure wounds long before the film began. This was the first in a long collaboration between actor and director; they returned to the character in the short film Antoine and Collette (1962) and three more features: Stolen Kisses (1968), Bed and Board (1970), and Love on the Run (1979).
The later films have their own merits, and Stolen Kisses is one of Truffaut's best, but The 400 Blows, with all its simplicity and feeling, is in a class by itself. It was Truffaut's first feature, and one of the founding films of the French New Wave. We sense that it was drawn directly out of Truffaut's heart. It is dedicated to Andre Bazin, the influential French film critic who took the fatherless Truffaut under his arm at a time when the young man seemed to stand between life as a filmmaker and life in trouble.
Little is done in the film for pure effect. Everything adds to the impact of the final shot. We meet Antoine when he is in his early teens, living with his mother and stepfather in a crowded walk-up where they always seem to be squeezing out of each other's way. The mother (Claire Maurier) is a blonde who likes tight sweaters and is distracted by poverty, by her bothersome son, and by an affair with a man from work. The stepfather (Albert Remy) is a nice enough sort, easygoing, and treats the boy in a friendly fashion although he is not deeply attached to him. Both parents are away from home a lot, and neither has the patience to play close attention to the boy: They judge him by appearances and by the reports of others who misunderstand him.
At school, Antoine has been typecast by his teacher (Guy Decomble) as a troublemaker. His luck is not good. When a pinup calendar is being passed from hand to hand, his is the hand the teacher finds it in. Sent to stand in the corner, he makes faces for his classmates and writes a lament on the wall. The teacher orders him to diagram his offending sentence, as punishment. His homework is interrupted. Rather than return to school without it, he skips. His excuse is that he was sick. After his next absence, he says his mother has died. When she turns up at his school, alive and furious, he is marked as a liar.
And yet we see him in the alcove that serves as his bedroom, deeply wrapped in the work of Balzac, whose chronicles of daily life helped to create France's idea of itself. He loves Balzac. He loves him so well, indeed, that when he's assigned to write an essay on an important event in his life, he describes "the death of my grandfather" in a close paraphrase of Balzac, whose words have lodged in his memory. This is seen not as homage, but as plagiarism, and leads to more trouble and eventually to a downward spiral: He and a friend steal a typewriter; he gets caught trying to return it and is sent to the juvenile detention home.
The film's most poignant moments show him set adrift by his parents and left to the mercy of social services. His parents discuss him sadly with authorities as a lost cause ("If he came home, he would only run away again"). And so he is booked in a police station, placed in a holding cell, and put in a police wagon with prostitutes and thieves, to be driven through the dark streets of Paris, his face peering out through the bars like a young Dickensian hero. He has a similar expression at other times in the film, which is shot in black and white in Paris in a chill season; Antoine always has the collar of his jacket turned up against the wind.
Truffaut's film is not a dirge or entirely a tragedy. There are moments of fun and joy (the title is an idiom meaning "raising hell"). One priceless sequence, shot looking down from above the street, shows a physical education teacher leading the boys on a jog through Paris; two by two they peel off, until the teacher is at the head of a line of only two or three boys. (This is homage to Jean Vigo's Zero for Conduct .) The happiest moment in the film comes after one of Antoine's foolish mistakes. He lights a candle to Balzac, which sets the little cardboard shrine on fire. His parents put out the flames, but then for once their exasperation turns to forgiveness, and the whole family goes to the movies and laughs on the way home.
From the Hardcover edition.